-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R2tP2Lt6rpBtE8YHAxQ17MHS3EYtZpmlzksYzD/mvE4+I9bWTRkrZNZavJOI6BxK OtHlEsJuMXryRdKUE86rZw== 0000950123-10-037203.txt : 20100422 0000950123-10-037203.hdr.sgml : 20100422 20100422165351 ACCESSION NUMBER: 0000950123-10-037203 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100422 DATE AS OF CHANGE: 20100422 GROUP MEMBERS: ALAN SIEGEL GROUP MEMBERS: ANGELA E. THOMPSON SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: THOR INDUSTRIES INC CENTRAL INDEX KEY: 0000730263 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR HOMES [3716] IRS NUMBER: 930768752 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-35372 FILM NUMBER: 10764963 BUSINESS ADDRESS: STREET 1: 419 W PIKE ST CITY: JACKSON CENTER STATE: OH ZIP: 45334 BUSINESS PHONE: 9375966849 MAIL ADDRESS: STREET 1: 419 W PIKE STREET CITY: JACKSON CENTER STATE: OH ZIP: 45334 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Estate of Wade F. B. Thompson CENTRAL INDEX KEY: 0001477984 IRS NUMBER: 276338792 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE STREET 2: SUITE 618 CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 212-370-1570 MAIL ADDRESS: STREET 1: 230 PARK AVENUE STREET 2: SUITE 618 CITY: NEW YORK STATE: NY ZIP: 10169 SC 13D/A 1 c99520sc13dza.htm SCHEDULE 13D/A Schedule 13D/A

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13D

Under the Securities Exchange Act of 1934
(Amendment No. 2 )*

THOR INDUSTRIES, INC.
(Name of Issuer)
Common Stock, $0.10 Par Value
(Title of Class of Securities)
885160101
(CUSIP Number)
Charles Nathan
Latham & Watkins LLP
885 Third Avenue
New York, NY 10022
(212) 906-1200
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
April 21, 2010
(Date of Event Which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 


 

                     
CUSIP No.
 
885160101 
 

 

           
1   NAMES OF REPORTING PERSONS

Estate of Wade F. B. Thompson
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o 
  (b)   þ 
     
3   SEC USE ONLY
   
   
     
4   SOURCE OF FUNDS (SEE INSTRUCTIONS)
   
  n/a
     
5   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
   
  o
     
6   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States
       
  7   SOLE VOTING POWER
     
NUMBER OF   8,473,470
       
SHARES 8   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   0
       
EACH 9   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   8,473,470
       
WITH 10   SHARED DISPOSITIVE POWER
     
    0
     
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  8,473,470
     
12   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
   
  16.5%
     
14   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  OO

Page 2 of 8 Pages


 

                     
CUSIP No.
 
885160101 
 

 

           
1   NAMES OF REPORTING PERSONS

Angela E. Thompson
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o 
  (b)   þ 
     
3   SEC USE ONLY
   
   
     
4   SOURCE OF FUNDS (SEE INSTRUCTIONS)
   
  n/a
     
5   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
   
  o
     
6   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States
       
  7   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 8   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   8,473,470
       
EACH 9   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 10   SHARED DISPOSITIVE POWER
     
    8,473,470
     
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  8,473,470
     
12   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
   
  16.5%
     
14   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  IN

Page 3 of 8 Pages


 

                     
CUSIP No.
 
885160101 
 

 

           
1   NAMES OF REPORTING PERSONS

Alan Siegel
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o 
  (b)   þ 
     
3   SEC USE ONLY
   
   
     
4   SOURCE OF FUNDS (SEE INSTRUCTIONS)
   
  n/a
     
5   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
   
  o
     
6   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States
       
  7   SOLE VOTING POWER
     
NUMBER OF   2,000
       
SHARES 8   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   8,473,470
       
EACH 9   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   2,000
       
WITH 10   SHARED DISPOSITIVE POWER
     
    8,473,470
     
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  8,475,470
     
12   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
   
  16.5%
     
14   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  IN

Page 4 of 8 Pages


 

                     
CUSIP No.
 
885160101 
 
Item 4. Purpose of Transaction
The Reporting Persons do not have any current plans or proposals which relate to or would result in any of the transactions or changes contemplated in Items 4(a) through 4(j) of Schedule 13D, other than distributing the Shares to the beneficiaries of the Estate in accordance with the terms of Wade F. B. Thompson’s will.
Item 5. Interest in Securities of the Issuer
(a) As of January 31, 2010, the number of Shares outstanding was approximately 51,460,924. As of the date hereof, the Estate and Ms. Thompson may be deemed the beneficial owners of 8,473,470 Shares (approximately 16.5% of the total number of Shares outstanding). As of the date hereof, Mr. Siegel may be deemed the beneficial owner of 8,475,470 Shares (approximately 16.5% of the total number of Shares outstanding), consisting of (i) 8,473,470 Shares held by the Estate and (ii) 2,000 Shares issuable upon exercise of stock options held by Mr. Siegel.
(b) As of the date hereof, (i) the Estate may be deemed to have the sole power to direct the voting and disposition of 8,473,470 Shares, (ii) Mrs. Thompson and Mr. Siegel may be deemed to have the shared power to direct the voting and disposition of 8,473,470 Shares, and (iii) Mr. Siegel may be deemed to have the sole power to direct the voting and disposition of 2,000 Shares.
(c) The transaction in the Common Stock that was effected by the Reporting Persons during the past 60 days was the following:
  (i)   Sale by the Estate of 1,000,000 shares at $32.40 per share on April 21, 2010 in a private transaction under Rule 144;
(d) Not applicable.
(e) Not applicable.
Item 7. Materials to be Filed as Exhibits
(a) The information set forth in the Exhibit Index is incorporated herein by reference.

 

Page 5 of 8 Pages


 

                     
CUSIP No.
 
885160101 
 
SIGNATURE
After reasonable inquiry and to the best knowledge and belief of the undersigned, the undersigned certifies that the information set forth in this statement is true, complete and correct.
         
Date: April 21, 2010  ESTATE OF WADE F. B. THOMPSON
 
 
    /s/ Angela E. Thompson   
  Name:   Angela E. Thompson   
  Title:   Co-Executor   
 
     
    /s/ Alan Siegel   
  Name:   Alan Siegel   
  Title:   Co-Executor   
 
Date: April 21, 2010  ANGELA E. THOMPSON
 
 
  /s/ Angela E. Thompson  
     
     
 
Date: April 21, 2010  ALAN SIEGEL
 
 
  /s/ Alan Siegel  
     
     

 

Page 6 of 8 Pages


 

                     
CUSIP No.
 
885160101 
 
         
EXHIBIT INDEX
             
        Page No.
A.
  Joint Filing Agreement, dated as of December 3, 2009, by and among the Estate of Wade F. B. Thompson, Angela E. Thompson and Alan Siegel     8  

 

Page 7 of 8 Pages


 

EXHIBIT A
JOINT FILING AGREEMENT
The undersigned hereby agree that the statement on Schedule 13D with respect to the Common Shares, par value $0.10 per share, of Thor Industries, Inc., dated as of December 3, 2009, is, and any amendments thereto signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934.
         
Date: December 3, 2009  ESTATE OF WADE F. B. THOMPSON
 
 
  /s/ Angela E. Thompson    
  Name:   Angela E. Thompson   
  Title:   Co-Executor   
 
     
  /s/ Alan Siegel    
  Name:   Alan Siegel   
  Title:   Co-Executor   
 
Date: December 3, 2009  ANGELA E. THOMPSON
 
 
  /s/ Angela E. Thompson    
     
     
 
Date: December 3, 2009  ALAN SIEGEL
 
 
  /s/ Alan Siegel    
     
     
 

 

Page 8 of 8 Pages

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